The information on this page is informational. It contains NO legal advice. It should not be construed as legal advice on any subject. If you have a claim, or are subject to a claim and require a defense, you should consult a competent lawyer in your home state.
The Securities Act of 1933
15 U.S.C. § 77a et seq.
The Banking Act of 1933 (Glass-Steagall Act) (repealed 1999)
12 U.S.C. §§ 24, 33, 34a, 36, 51, 52, 61, 64a, 71a, 77, 78, 84, 85, 161, 197a, 221a, 227, 242, 244, 248, 289, 301, 304, 321, 329, 333 to 338, 347, 348a, 371a, 371b, 371c, 371d, 374a, 375a, 377, 378, 481, and 632..
The Securities Exchange Act of 1934
15 U.S.C. §78a et seq.
Public Utility Holding Company Act of 1935 (a/k/a the Wheeler-Rayburn Act)
15 U.S.C. § 79 et seq.
Repealed by the Energy Policy Act of 2005
Commodity Exchange Act of 1936
7 U.S.C. § 1 et seq.
Trust Indenture Act of 1939
15 U. S. C. § 77aaa et seq.
The Investment Advisers Act of 1940
15 USC § 80b-1 et seq.
Investment Company Act of 1940
15 U. S. C. § 80a-1(a) et seq.
Uniform Securities Act of 1956
(model act updated 2005).
Securities Investor Protection Act of 1970
84 Stat. 1636, 15 U. S. C. § 78aaa et seq.
Private Securities Litigation Reform Act of 1995,
109 Stat. 737 (codified at 15 U.S.C. §§ 77k, 77l, 77z-1, 77z-2, 78a, 78j-1, 78t, 78u, 78u-4, 78u-5).
The National Securities Markets Improvement Act of 1996
Pub.L. No. 104-290, 110 Stat. 3416 (1996) (codified in part at 15 U.S.C. §§ 77r, 80a).
Securities Litigation Uniform Standards Act Of 1998
Pub.L. No. 105-353, 112 Stat. 3227 (codified as amended in part at 15 U.S.C. §§ 77p & 78bb(f)).
- Financial Services Modernization Act of 1999 (Gramm–Leach–Bliley Act) (Pub.L. 106-102, 113 Stat. 1338, 15 U.S.C. §§ 6801-6809).
Commodity Futures Modernization Act of 2000
Pub.L. No. 106-554, 114 Stat. 2763
Public Company Accounting Reform and Corporate Responsibility Act of 2002 (Sarbanes-Oxley Act of 2002)
(codified as amended at 15 U.S.C.A. §§ 7201-7266 and in scattered sections of 11, 15, 18, 28, and 29 U.S.C.A.)
Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010
Pub.L. 111-203, H.R. 4173
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