Each state regulates the issuance, registration, purchase and sale of securities to its residents pursuant to various statutes, rules and regulations known generally as Blue Sky Laws. Each state has a department, division, commission or agency charged with the regulation of securities within its borders. If you click on a state listed below, you will reach the website of the appropriate securities agency within that state.
- New Hampshire
- New Jersey
- New Mexico
- New York
- North Carolina
- North Dakota
- Rhode Island
- South Carolina
- South Dakota
- West Virginia
In addition, securities regulators from each of the 50 states have banded together with regulators from Canada, District of Columbia, Mexico and Puerto Rico, to form the North American Securities Administrators Association (NASAA), whose designated primary purpose is investor protection.
I have recently authored a securities glossary: The
An Encyclopedic Dictionary of the Securities Industry ©, and hope you
enjoy my Wikipedia article on Joseph Norman Dolley.
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